SEC Form 4 · accession 0001572426-18-000034
lululemon athletica inc. · LULU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Haselden
Officer — COO; CFO
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 11:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 2, 2018 | M | 3,850 | $0.00 | A | 23,695 | D | |
| Common StockF1 | Apr 2, 2018 | F | 1,918 | $87.27 | D | 21,777 | D | |
| Common StockF2 | Apr 2, 2018 | F | 1,354 | $87.27 | D | 20,423 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF3 | — | Apr 2, 2018 | M | 3,850 | D | — | Mar 30, 2018 | Common Stock | 3,850 | 0 | D |
Explanation of responses
- F1Represents Shares withheld for tax obligations in connection with settlement of performance share units.
- F2Represents Shares withheld for tax obligations in connection with vesting of restricted stock units.
- F3Each performance share unit represents a contingent right to receive one share of the issuer's common stock. The performance share units were granted in March 2015 with respect to the three-year period ending at the end of fiscal 2017. The issuer certified the achievement of the performance goals on March 26, 2018. The performance share units vested on March 30, 2018.