SEC Form 4 · accession 0001171000-17-000006
lululemon athletica inc. · LULU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Haselden
Officer — Chief Financial Officer
Period of report
Feb 2, 2016
Accepted (ET)
Apr 3, 2017 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | F | 1,202 | $62.01 | D | 11,310 | D | |
| Common StockF1 | Mar 30, 2016 | F | 379 | $67.80 | D | 10,931 | D | |
| Common StockF1 | Feb 2, 2017 | F | 1,202 | $66.52 | D | 9,729 | D | |
| Common StockF1 | Mar 30, 2017 | F | 379 | $50.71 | D | 9,350 | D | |
| Common StockF1 | Apr 3, 2017 | F | 390 | $50.93 | D | 8,960 | D | |
| Common StockF2 | Mar 31, 2017 | A | 3,277 | $0.00 | A | 12,237 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $51.87 | Mar 31, 2017 | A | 15,268 | A | — | Mar 31, 2024 | Common Stock | 15,268 | 15,268 | D |
Explanation of responses
- F1Represents shares withheld for tax obligations in connection with the vesting of restricted stock units.
- F2Restricted stock units convert into common stock on a one-for-one basis. The reporting person received a restricted stock unit award which vests as to 33% on March 31, 2018, 33% on March 31, 2019, and 34% on March 31, 2020, subject to the reporting person's continued employment or association with the issuer through such date.
- F3These options shall vest as to 25% on each of March 31, 2018, March 31, 2019, March 31, 2020, and March 31, 2021, subject to the reporting person's continued employment or association with the issuer through each such date.