SEC Form 4 · accession 0000899243-19-002225
lululemon athletica inc. · LULU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis J. Wilson
10% Owner
Period of report
Jan 28, 2019
Accepted (ET)
Jan 30, 2019 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2019 | S | 87,977 | $150.20 | D | 4,937,884 | I | By LIPO Investments (USA) Inc. |
| Common StockF2 | Jan 28, 2019 | S | 112,023 | $149.63 | D | 4,825,861 | I | By LIPO Investments (USA) Inc. |
| Common StockF4 | Jan 28, 2019 | C | 44,539 | — | A | 44,539 | I | By Anamered Investments Inc. |
| Common StockF5 | Jan 28, 2019 | S | 44,539 | $149.62 | D | 0 | I | By Anamered Investments Inc. |
| Common StockF4 | Jan 29, 2019 | C | 238,777 | — | A | 238,777 | I | By Anamered Investments Inc. |
| Common StockF6 | Jan 29, 2019 | S | 76,557 | $148.84 | D | 162,220 | I | By Anamered Investments Inc. |
| Common StockF7 | Jan 29, 2019 | S | 162,220 | $149.25 | D | 0 | I | By Anamered Investments Inc. |
| Common StockF4 | Jan 30, 2019 | C | 1,379,000 | — | A | 1,379,000 | I | By Anamered Investments Inc. |
| Common Stock | Jan 30, 2019 | S | 1,379,000 | $145.00 | D | 0 | I | By Anamered Investments Inc. |
| Common Stock | holding | — | — | — | 3,852 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Exchangeable Shares of Lulu Canadian Holding, Inc.F4,F8,F9 | — | Jan 28, 2019 | C | 44,539 | D | — | — | Common Stock | 44,539 | 8,927,249 | I |
| Exchangeable Shares of Lulu Canadian Holding, Inc.F4,F8,F9 | — | Jan 29, 2019 | C | 238,777 | D | — | — | Common Stock | 238,777 | 8,688,472 | I |
| Exchangeable Shares of Lulu Canadian Holding, Inc.F4,F8,F9 | — | Jan 30, 2019 | C | 1,379,000 | D | — | — | Common Stock | 1,379,000 | 7,309,472 | I |
| Exchangeable Shares of Lulu Canadian Holding, Inc.F4,F8,F9 | — | holding | — | — | — | — | — | Common Stock | 268,984 | 268,984 | I |
| Exchangeable Shares of Lulu Canadian Holding, Inc.F4,F8,F9 | — | holding | — | — | — | — | — | Common Stock | 91,760 | 91,760 | I |
Explanation of responses
- F1Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.71, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $149.01 to $149.99, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3Shares obtained on conversion of exchangeable shares of Lulu Canadian Holding, Inc. for shares of lululemon athletica inc. for no consideration, exempt under 16b-6b.
- F41 - 1 exchange ratio.
- F5Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $149.47 to $149.82, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F6Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $148.50 to $148.99, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F7Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $149.00 to $149.79, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F8Immediately exchangeable for shares of lululemon common stock on a 1-to-1 ratio.
- F9No expiration date.