SEC Form 4 · accession 0000899243-19-001059
lululemon athletica inc. · LULU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis J. Wilson
10% Owner
Period of report
Jan 9, 2019
Accepted (ET)
Jan 11, 2019 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 9, 2019 | S | 292,107 | $135.99 | D | 7,286,751 | I | By LIPO Investments (USA) Inc. |
| Common StockF2 | Jan 9, 2019 | S | 552,555 | $136.81 | D | 6,734,196 | I | By LIPO Investments (USA) Inc. |
| Common Stock | Jan 9, 2019 | S | 2,338 | $137.50 | D | 6,731,858 | I | By LIPO Investments (USA) Inc. |
| Common StockF3 | Jan 10, 2019 | S | 198,974 | $130.76 | D | 6,532,884 | I | By LIPO Investments (USA) Inc. |
| Common StockF4 | Jan 10, 2019 | S | 769,194 | $131.38 | D | 5,763,690 | I | By LIPO Investments (USA) Inc. |
| Common StockF5 | Jan 10, 2019 | S | 31,832 | $132.13 | D | 5,731,858 | I | By LIPO Investments (USA) Inc. |
| Common StockF6 | Jan 11, 2019 | S | 245,093 | $131.25 | D | 5,486,765 | I | By LIPO Investments (USA) Inc. |
| Common StockF7 | Jan 11, 2019 | S | 372,412 | $132.24 | D | 5,114,353 | I | By LIPO Investments (USA) Inc. |
| Common StockF8 | Jan 11, 2019 | S | 88,492 | $132.76 | D | 5,025,861 | I | By LIPO Investments (USA) Inc. |
| Common Stock | holding | — | — | — | 3,852 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Exchangeable Shares of Lulu Canadian Holding, Inc.F9,F10 | $0.00 | holding | — | — | — | — | — | Common Stock | 9,415,677 | 9,415,677 | I |
| Exchangeable Shares of Lulu Canadian Holding, Inc.F9,F10 | $0.00 | holding | — | — | — | — | — | Common Stock | 268,984 | 268,984 | I |
| Exchangeable Shares of Lulu Canadian Holding, Inc.F9,F10 | $0.00 | holding | — | — | — | — | — | Common Stock | 91,760 | 91,760 | I |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.50 to $136.49, inclusive. The reporting person undertakes to provide to lululemon athletica inc., any security holder of lululemon athletica inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F10No expiration date.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.50 to $137.40, inclusive. The reporting person undertakes to provide to lululemon athletica inc., any security holder of lululemon athletica inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.99, inclusive. The reporting person undertakes to provide to lululemon athletica inc., any security holder of lululemon athletica inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.97, inclusive. The reporting person undertakes to provide to lululemon athletica inc., any security holder of lululemon athletica inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.40, inclusive. The reporting person undertakes to provide to lululemon athletica inc., any security holder of lululemon athletica inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.69 to $131.68, inclusive. The reporting person undertakes to provide to lululemon athletica inc., any security holder of lululemon athletica inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.70 to $132.69, inclusive. The reporting person undertakes to provide to lululemon athletica inc., any security holder of lululemon athletica inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.70 to $132.91, inclusive. The reporting person undertakes to provide to lululemon athletica inc., any security holder of lululemon athletica inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (8) to this Form 4.
- F9Immediately exchangeable for shares of lululemon common stock on a 1-to-1 ratio.