SEC Form 4 · accession 0001493152-17-000083
Iveda Solutions, Inc. · IVDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luz Berg
Officer — CMO and Corporate Secretary
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397183
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to buy)F1 | $0.10 | Dec 30, 2016 | E | 226,140 | A | Dec 30, 2006 | Dec 30, 2016 | Common Stock | 226,140 | 226,140 | D |
| Warrants (Right to buy)F1 | $0.10 | Dec 29, 2016 | A | 226,140 | A | Dec 29, 2016 | Dec 29, 2019 | Common Stock | 226,140 | 226,140 | D |
| Options (Right to Buy)F1 | $0.26 | Dec 29, 2016 | A | 25,000 | A | Dec 29, 2016 | Dec 29, 2026 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The options and warrants subject to this grant vested 100% on the date of the grant.