SEC Form 4 · accession 0001213900-17-009338
FlexShopper, Inc. · FPAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold Russell Heiser Jr.
Officer — CFO
Period of report
Aug 29, 2017
Accepted (ET)
Aug 31, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2017 | P | 4,899 | $4.15 | A | 37,299 | D | |
| Common StockF1 | Aug 30, 2017 | P | 1,323 | $4.49 | A | 38,622 | D | |
| Common Stock | Aug 31, 2017 | P | 3,000 | $4.57 | A | 41,622 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.47 to $4.50, inclusive. The reporting person undertakes to provide to FlexShopper, Inc., any security holder of FlexShopper, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.