SEC Form 4 · accession 0001013762-16-001354
FlexShopper, Inc. · FPAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Malaga
10% Owner
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397047
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase OptionF2,F3,F1 | $0.57 | Mar 1, 2016 | A | 100,000 | A | Mar 1, 2017 | Mar 1, 2026 | Common Stock | 100,000 | 1,364,560 | D |
Explanation of responses
- F1Vests one-third on March 1, 2017, one-third on March 1, 2018 and one-third on March 1, 2019
- F2Not applicable.
- F3Includes options to purchase 350,000 shares, warrants to purchase 666,668 shares and preferred stock convertible into 347,892 shares.