SEC Form 5 · accession 0001213900-18-007006
Optex Systems Holdings Inc · OPXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
LONGVIEW FUND LP
10% Owner
Period of report
Oct 31, 2017
Accepted (ET)
May 30, 2018 · 11:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 18, 2017 | S | 16,000 | $1.0425 | D | 2,784,132 | D | |
| Common Stock | Sep 19, 2017 | S | 11,000 | $1.03 | D | 2,773,132 | D | |
| Common Stock | Oct 9, 2017 | S | 15,900 | $1.0395 | D | 2,757,232 | D | |
| Common Stock | Oct 10, 2017 | S | 5,000 | $1.05 | D | 2,752,232 | D | |
| Common Stock | Oct 11, 2017 | S | 31,255 | $1.0746 | D | 2,730,977 | D | |
| Common Stock | Oct 12, 2017 | S | 19,358 | $1.1172 | D | 2,701,619 | D | |
| Common Stock | Oct 17, 2017 | S | 15,000 | $1.1108 | D | 2,686,619 | D | |
| Common Stock | Oct 30, 2017 | S | 9,800 | $1.10 | D | 2,676,819 | D | |
| Common Stock | Oct 31, 2017 | S | 7,462 | $1.0574 | D | 2,669,357 | D |
Table II — derivative securities
No Table II lines on this filing.