SEC Form 4/A · accession 0001213900-18-007004
Optex Systems Holdings Inc · OPXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
LONGVIEW FUND LP
10% Owner
Period of report
Dec 7, 2017
Accepted (ET)
May 30, 2018 · 10:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001397016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2017 | S | 17,200 | $1.0552 | D | 2,652,157 | D | |
| Common Stock | Dec 8, 2017 | S | 53,000 | $1.1138 | D | 2,599,157 | D | |
| Common Stock | Dec 8, 2017 | S | 10,000 | $1.15 | D | 2,589,157 | D | |
| Common Stock | Dec 19, 2017 | S | 24,000 | $1.052 | D | 2,565,157 | D | |
| Common Stock | Dec 22, 2017 | S | 35,000 | $1.055 | D | 2,530,157 | D | |
| Common Stock | Jan 2, 2018 | S | 4,500 | $1.09 | D | 2,525,657 | D | |
| Common Stock | Jan 3, 2018 | S | 8,484 | $1.0547 | D | 2,517,173 | D | |
| Common Stock | Jan 9, 2018 | S | 25,907 | $1.078 | D | 2,491,266 | D | |
| Common Stock | Jan 10, 2018 | S | 33,884 | $1.0756 | D | 2,457,382 | D | |
| Common Stock | Jan 23, 2018 | S | 500,000 | $0.50 | D | 1,957,382 | D | |
| Common Stock | Mar 13, 2018 | S | 32,300 | $1.0218 | D | 1,925,081 | D | |
| Common Stock | Mar 16, 2018 | S | 37,108 | $1.0235 | D | 1,887,974 | D | |
| Common Stock | Mar 19, 2018 | S | 3,500 | $1.0214 | D | 1,884,474 | D | |
| Common Stock | Mar 20, 2018 | S | 4,100 | $1.02 | D | 1,880,374 | D | |
| Common Stock | Mar 21, 2018 | S | 6,165 | $1.0219 | D | 1,874,209 | D | |
| Common Stock | Mar 22, 2018 | S | 40,000 | $1.02 | D | 1,834,209 | D | |
| Common Stock | Mar 23, 2018 | S | 500 | $1.05 | D | 1,833,709 | D | |
| Common Stock | Mar 27, 2018 | S | 19,400 | $1.0263 | D | 1,814,309 | D | |
| Common Stock | Mar 29, 2018 | S | 8,640 | $1.0119 | D | 1,805,669 | D | |
| Common Stock | Apr 5, 2018 | S | 1,460 | $1.01 | D | 1,804,209 | D | |
| Common Stock | Apr 30, 2018 | S | 32,000 | $1.02 | D | 1,772,209 | D | |
| Common Stock | May 1, 2018 | S | 20,900 | $1.02 | D | 1,751,309 | D | |
| Common Stock | May 3, 2018 | S | 10,000 | $1.00 | D | 1,741,309 | D | |
| Common Stock | May 4, 2018 | S | 58,132 | $1.0005 | D | 1,683,177 | D | |
| Common Stock | May 14, 2018 | S | 45,700 | $1.00 | D | 1,637,477 | D | |
| Common Stock | May 23, 2018 | S | 200,000 | $1.00 | D | 1,437,477 | D |
Table II — derivative securities
No Table II lines on this filing.