SEC Form 4 · accession 0001445866-18-001026
SUMMER ENERGY HOLDINGS INC · SUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Larose Jr.
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396633
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.25 | Sep 28, 2018 | A | 1 | A | Sep 28, 2018 | Sep 28, 2028 | Common Stock | — | — | D |
Remarks
(By Alexander Pearson, pursuant to a Power of Attorney dated July 2, 2018, filed as Exhibit 24.1 hereto on behalf of the Reporting Person)