SEC Form 4/A · accession 0001445866-18-000183
SUMMER ENERGY HOLDINGS INC · SUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Angela Hanley
Officer — President
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396633
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.50 | Feb 20, 2018 | A | 150,000 | A | Feb 20, 2023 | Feb 20, 2028 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Options were issued to Reporting Person pursuant the Reporting Person's employment agreement with the Issuer. Options vest and become exercisable on February 20, 2023
Remarks
(By Alexander N. Pearson, pursuant to a Power of Attorney dated February 14, 2013 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Form 3 on February 19, 2013 on behalf of Angela Hanley, which Power of Attorney is incorporated by reference)