SEC Form 4 · accession 0001445866-18-000012
SUMMER ENERGY HOLDINGS INC · SUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Stapleton
Director
Period of report
Dec 20, 2017
Accepted (ET)
Jan 3, 2018 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396633
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.49 | Dec 20, 2017 | A | 8,750 | A | Dec 20, 2017 | Dec 20, 2027 | Common Stock | 8,750 | 8,750 | D |
| Stock Option (Right to Buy) | $2.50 | Jan 2, 2018 | A | 8,750 | A | Jan 2, 2018 | Jan 2, 2028 | Common Stock | 8,750 | 8,750 | D |
Remarks
(By Alexander N. Pearson, pursuant to a Power of Attorney dated April 2, 2012 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Form 3 filed on April 6, 2012 on behalf of James Stapleton, which Power of Attorney is incorporated by reference)