SEC Form 4 · accession 0001445866-18-000010
SUMMER ENERGY HOLDINGS INC · SUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom Davis Oleary
Director · 10% Owner
Period of report
Dec 20, 2017
Accepted (ET)
Jan 3, 2018 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396633
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.49 | Dec 20, 2017 | A | 8,750 | A | Dec 20, 2017 | Dec 20, 2027 | Common Stock | 8,750 | 8,750 | D |
| Stock Option (Right to Buy) | $2.50 | Jan 2, 2018 | A | 8,750 | A | Jan 2, 2018 | Jan 2, 2028 | Common Stock | 8,750 | 8,750 | D |
Remarks
(By Alexander N. Pearson, pursuant to a Power of Attorney dated December 12, 2012 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Schedule 13G on December 12, 2012 on behalf of Tom O'Leary, which Power of Attorney is incorporated by reference)