SEC Form 4 · accession 0001445866-15-001380
SUMMER ENERGY HOLDINGS INC · SUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Stapleton
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396633
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.50 | Nov 20, 2015 | A | 6,250 | A | Nov 20, 2015 | Nov 20, 2025 | Common Stock | 6,250 | 6,250 | D |
Remarks
(By Alexander N. Pearson, pursuant to a Power of Attorney dated April 2, 2012 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Form 3 filed on April 6, 2012 on behalf of James Stapleton, which Power of Attorney is incorporated by reference)