SEC Form 4 · accession 0001445866-15-000812
SUMMER ENERGY HOLDINGS INC · SUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Leibman
Officer — CEO · Director · 10% Owner
Period of report
Jul 3, 2015
Accepted (ET)
Jul 20, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396633
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.00 | Jul 3, 2015 | A | 25,000 | A | Jul 3, 2015 | Jul 3, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Options were issued to Reporting Person pursuant the Reporting Person's employment agreement with the Issuer.
Remarks
(By Alexander N. Pearson, pursuant to a Power of Attorney dated December 12, 2012 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Schedule 13G on December 12, 2012 on behalf of Neil M. Leibman, which Power of Attorney is incorporated by reference)