SEC Form 4 · accession 0001553350-26-000136
DUOS TECHNOLOGIES GROUP, INC. · DUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Douglas Recker
Officer — Chief Executive Officer · Director
Period of report
Sep 22, 2026
Accepted (ET)
Sep 23, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001396536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | Sep 22, 2026 | P | 9,250 | $9.1413 | A | 9,250 | I | By IRA |
| Common Stock, $0.001 par valueF1 | holding | — | — | — | 400,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a cliff vesting period. All of these shares vest on January 1, 2028, subject to acceleration, under the terms of Mr. Recker's Employment Agreement, to April 1, 2027, if certain fiscal 2026 targets are achieved.