SEC Form 4 · accession 0001553350-18-000445
DUOS TECHNOLOGIES GROUP, INC. · DUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adrian Graham Goldfarb
Officer — CFO · Director
Period of report
Mar 8, 2018
Accepted (ET)
Apr 30, 2018 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396536
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common StockF1 | $1.00 | Mar 8, 2018 | A | 265,000 | A | Apr 1, 2018 | Apr 1, 2023 | Common Stock | 265,000 | 265,000 | D |
Explanation of responses
- F1Excludes 34,020 warrants to purchase common stock as previously reported by Mr. Goldfarb on December 5, 2017.