SEC Form 4 · accession 0001079973-26-000893
DUOS TECHNOLOGIES GROUP, INC. · DUOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adrian Graham Goldfarb
Officer — Interim CFO
Period of report
Jun 30, 2026
Accepted (ET)
Jul 2, 2026 · 5:36 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001396536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1,F2 | Jun 30, 2026 | A | 1,532 | $9.18 | A | 2,247 | D | |
| Common Stock, $0.001 par valueF3 | holding | — | — | — | 441,275 | D | ||
| Common Stock, $0.001 par value | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c).
- F2In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date.
- F3The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on January 1, 2028.