SEC Form 4 · accession 0001396446-18-000076
CYS Investments, Inc. · CYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Stern
Director
Period of report
Jul 31, 2018
Accepted (ET)
Aug 1, 2018 · 9:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per shareF1 | Jul 31, 2018 | D | 135,361 | — | D | 0 | D | |
| Common Stock, $.01 par value per share | holding | — | — | — | 16,666 | I | Shares held in trust for which Mr. Stern's brother is trustee. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to merger agreement between Issuer and Two Harbors Investment Corp. ("Two Harbors") in exchange for 63,348 shares of Two Harbors' common stock having a market value of $15.50 per share on the effective date of the merger.