SEC Form 4 · accession 0001396446-18-000031
CYS Investments, Inc. · CYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin E Grant
Officer — Chairman, CEO, CIO, President · Director
Period of report
Feb 18, 2018
Accepted (ET)
Feb 21, 2018 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per shareF1 | Feb 18, 2018 | A | 212,686 | $6.70 | A | 823,326 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares acquired by the Reporting Person reflect compensation from the Issuer's 2017 Incentive Compensation Plan and were issued under the Issuer's 2013 Equity Incentive Plan. The shares have been issued pursuant to the terms and conditions of a Stock Award Agreement and are subject to a 5-year pro-rata vesting schedule.