SEC Form 4 · accession 0001396446-15-000128
CYS Investments, Inc. · CYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Rosenbloom
Officer — EVP, GC, and Secretary
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396446
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per share | Nov 3, 2015 | F | 1,950 | $7.78 | D | 126,059 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disposed of these shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on November 3, 2015, pursuant to the terms and conditions of a Stock Award Agreement by and between the Issuer and the Reporting Person, dated November 3, 2010.