SEC Form 4 · accession 0001593968-19-000584
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — Executive Chairman · Director
Period of report
Feb 15, 2019
Accepted (ET)
Mar 1, 2019 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | J | 8 | $37.43 | A | 1,588,826 | D | |
| Common Stock | Feb 15, 2019 | J | 1,239 | $37.43 | A | 1,590,065 | D | |
| Common Stock | Feb 15, 2019 | J | 135 | $37.74 | A | 1,590,200 | D | |
| Common Stock | Mar 1, 2019 | A | 39,695 | $0.00 | A | 1,629,895 | D | |
| Common StockF3 | Feb 15, 2019 | J | 90 | $37.43 | A | 17,322 | I | By Foster IrrevocableTrust |
| Common StockF3 | holding | — | — | — | 30,000 | I | By MS V | |
| Common StockF4 | holding | — | — | — | 50,000 | I | By MS IV | |
| Common StockF3 | holding | — | — | — | 30,000 | I | By MS III | |
| Common StockF3 | holding | — | — | — | 30,000 | I | By MS II | |
| Common StockF3 | holding | — | — | — | 30,665 | I | By MS I |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.
- F3Family trust.
- F4Represents shares held in MS Trust IV, a charitable trust where Mr. Foster is a trustee and holds the remainder interest therein.