SEC Form 4 · accession 0001593968-19-000198
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L. French
Director
Period of report
Jan 15, 2019
Accepted (ET)
Jan 23, 2019 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2019 | J | 88 | $36.71 | A | 19,411 | D | |
| Common StockF2 | Jan 15, 2019 | J | 256 | $36.49 | A | 48,151 | I | French Family Ranch Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2French Family Ranch Ltd is wholly owned by the reporting person and his wife.