SEC Form 4 · accession 0001593968-19-000103
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L. French
Director
Period of report
Dec 27, 2018
Accepted (ET)
Jan 4, 2019 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 27, 2018 | J | 131 | $34.47 | A | 19,323 | D | |
| Common StockF3 | Dec 27, 2018 | G | 1,180 | $0.00 | D | 47,493 | I | French Family Ranch Ltd. |
| Common StockF3 | Dec 27, 2018 | J | 402 | $34.09 | A | 47,895 | I | French Family Ranch Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
- F3French Family Ranch Ltd is wholly owned by the reporting person and his wife.