SEC Form 4 · accession 0001593968-19-000092
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwayne L. Hyzak
Officer — CEO, SMD · Director
Period of report
Dec 27, 2018
Accepted (ET)
Jan 4, 2019 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 27, 2018 | G | 3,000 | $0.00 | D | 335,619 | D | |
| Common Stock | Dec 27, 2018 | J | 64 | $33.7449 | A | 335,683 | D | |
| Common Stock | Dec 27, 2018 | J | 521 | $34.09 | A | 336,204 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
- F2The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.