SEC Form 4 · accession 0001593968-18-001496
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L. French
Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 28, 2018 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2018 | J | 82 | $38.37 | A | 19,107 | D | |
| Common StockF2 | Nov 15, 2018 | J | 252 | $38.12 | A | 49,540 | I | French Family Ranch Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2French Family Ranch Ltd is wholly owned by the reporting person and his wife.