SEC Form 4 · accession 0001593968-18-001450
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — Executive Chairman · Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 16, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2018 | P | 25,869 | $38.66 | A | 1,583,565 | D | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS V | |
| Common StockF3 | holding | — | — | — | 50,000 | I | By MS IV | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS III | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS II | |
| Common StockF2 | holding | — | — | — | 30,665 | I | By MS I | |
| Common StockF2 | holding | — | — | — | 16,829 | I | By Foster IrrevocableTrust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.48 to $38.70, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Family trust.
- F3Represents shares held in MS Trust IV, a charitable trust where Mr. Foster is a trustee and holds the remainder interest therein.