SEC Form 4 · accession 0001593968-18-001365
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Appling Jr.
Director
Period of report
Oct 15, 2018
Accepted (ET)
Oct 29, 2018 · 2:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2018 | J | 50 | $37.49 | A | 133,914 | D | |
| Common Stock | Oct 15, 2018 | J | 552 | $37.8096 | A | 134,466 | D | |
| Common Stock | Oct 15, 2018 | J | 79 | $38.03 | A | 134,545 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.