SEC Form 4 · accession 0001209191-18-041109
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Appling Jr.
Director
Period of report
Jun 26, 2018
Accepted (ET)
Jul 3, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 26, 2018 | J | 74 | $37.85 | A | 131,100 | D | |
| Common Stock | Jun 26, 2018 | J | 761 | $37.8424 | A | 131,861 | D | |
| Common Stock | Jun 26, 2018 | J | 108 | $38.05 | A | 131,970 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.