SEC Form 4 · accession 0001209191-18-039240

Main Street Capital CORP · MAIN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and CEO · Director

Period of report

Jun 20, 2018

Accepted (ET)

Jun 22, 2018 · 4:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001396440

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 15, 2018	J	8	$38.86	A	1,554,165	D
Common Stock	Jun 15, 2018	J	643	$38.86	A	1,554,807	D
Common Stock	Jun 20, 2018	F	4,403	$38.55	D	1,550,404	D
Common Stock^F3	Jun 15, 2018	J	80	$38.86	A	16,384	I	By Foster Irrevocable Trust
Common Stock^F3	Jun 15, 2018	J	147	$38.86	A	30,294	I	By MS I
Common Stock^F3	holding	—	—		—	30,000	I	By MS II
Common Stock^F3	holding	—	—		—	30,000	I	By MS III
Common Stock^F4	holding	—	—		—	50,000	I	By MS IV
Common Stock^F3	holding	—	—		—	30,000	I	By MS V

No Table II lines on this filing.

F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
F2Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
F3Family trust.
F4Represents shares held in MS Trust IV, a charitable trust where Mr. Foster is a trustee and holds the remainder interest therein.