SEC Form 4 · accession 0001209191-18-002487
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L. French
Director
Period of report
Nov 29, 2017
Accepted (ET)
Jan 5, 2018 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 29, 2017 | G | 1,605 | $0.00 | D | 45,319 | I | French Family Ranch Ltd |
| Common StockF2 | Dec 15, 2017 | J | 220 | $40.55 | A | 45,538 | I | French Family Ranch Ltd |
| Common StockF2 | Dec 27, 2017 | J | 310 | $40.18 | A | 45,849 | I | French Family Ranch Ltd |
| Common Stock | Dec 15, 2017 | J | 62 | $40.70 | A | 16,048 | D | |
| Common Stock | Dec 27, 2017 | J | 91 | $40.30 | A | 16,139 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
- F2French Family Ranch Ltd is wholly owned by the reporting person and his wife.
- F3The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.