SEC Form 4 · accession 0001209191-18-002478
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Appling Jr.
Director
Period of report
Dec 15, 2017
Accepted (ET)
Jan 5, 2018 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2017 | J | 42 | $40.55 | A | 123,224 | D | |
| Common Stock | Dec 15, 2017 | J | 471 | $40.5651 | A | 123,695 | D | |
| Common Stock | Dec 15, 2017 | J | 59 | $40.70 | A | 123,754 | D | |
| Common Stock | Dec 27, 2017 | J | 62 | $40.18 | A | 123,815 | D | |
| Common Stock | Dec 27, 2017 | J | 690 | $40.2599 | A | 124,505 | D | |
| Common Stock | Dec 27, 2017 | J | 86 | $40.30 | A | 124,592 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.