SEC Form 4 · accession 0001209191-17-058040
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L. French
Director
Period of report
Oct 16, 2017
Accepted (ET)
Oct 26, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 16, 2017 | G | 127 | $0.00 | D | 46,484 | I | French Family Ranch Ltd |
| Common Stock | Oct 16, 2017 | J | 222 | $39.91 | A | 46,706 | I | French Family Ranch Ltd |
| Common Stock | Oct 16, 2017 | J | 62 | $40.17 | A | 15,924 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
- F2French Family Ranch Ltd is wholly owned by the reporting person and his wife.
- F3The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.