SEC Form 4 · accession 0001209191-17-058035
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Appling Jr.
Director
Period of report
Oct 16, 2017
Accepted (ET)
Oct 26, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2017 | J | 42 | $39.91 | A | 122,078 | D | |
| Common Stock | Oct 16, 2017 | J | 473 | $39.9997 | A | 122,551 | D | |
| Common Stock | Oct 16, 2017 | J | 59 | $40.17 | A | 122,610 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.