SEC Form 4 · accession 0001209191-17-029756
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L. French
Director
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | A | 1,869 | $40.13 | A | 14,733 | D | |
| Common Stock | May 2, 2017 | A | 743 | $40.36 | A | 15,476 | D | |
| Common StockF3,F4 | holding | — | — | — | 45,216 | I | Flying F, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.
- F2Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.
- F3Includes 964 shares previously held directly that are now owned indirectly through Flying F, LLC.
- F4Flying F, LLC is wholly owned by the reporting person and his wife.