SEC Form 4 · accession 0001209191-17-022703
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — Chairman and CEO · Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 24, 2017 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | G | 50,000 | $0.00 | D | 1,498,442 | D | |
| Common StockF2 | Mar 15, 2017 | G | 50,000 | $0.00 | A | 50,000 | I | By MS IV |
| Common Stock | Mar 15, 2017 | J | 7 | $37.11 | A | 1,498,449 | D | |
| Common Stock | Mar 15, 2017 | J | 2,020 | $37.11 | A | 1,500,469 | D | |
| Common StockF4 | Mar 15, 2017 | J | 75 | $37.11 | A | 15,028 | I | By Foster Irrevocable Trust |
| Common StockF4 | holding | — | — | — | 30,000 | I | By MS I | |
| Common StockF4 | holding | — | — | — | 30,000 | I | By MS II | |
| Common StockF4 | holding | — | — | — | 30,000 | I | By MS III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares gifted to MS Trust IV.
- F2Represents shares held in MS Trust IV, a charitable trust where Mr. Foster is a trustee and holds the remainder interest therein.
- F3The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F4Family trust.