SEC Form 4 · accession 0001209191-17-012072
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodger A. Stout
Officer — EVP
Period of report
Feb 8, 2017
Accepted (ET)
Feb 17, 2017 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2017 | W | 4,478 | $0.00 | A | 161,450 | D | |
| Common Stock | Feb 15, 2017 | J | 102 | $37.29 | A | 161,552 | D | |
| Common Stock | Feb 15, 2017 | J | 2 | $37.43 | A | 161,554 | D | |
| Common Stock | Feb 15, 2017 | P | 24 | $37.05 | A | 161,578 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.