SEC Form 4 · accession 0001209191-17-000240
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Appling Jr.
Director
Period of report
Dec 23, 2016
Accepted (ET)
Jan 3, 2017 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2016 | J | 57 | $37.28 | A | 112,983 | D | |
| Common Stock | Dec 23, 2016 | J | 693 | $37.2922 | A | 113,677 | D | |
| Common Stock | Dec 23, 2016 | J | 75 | $37.36 | A | 113,751 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.