SEC Form 4 · accession 0001209191-16-155371
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodger A. Stout
Officer — EVP
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | J | 101 | $36.85 | A | 156,630 | D | |
| Common Stock | Dec 13, 2016 | J | 1 | $36.62 | A | 156,631 | D | |
| Common Stock | Dec 13, 2016 | P | 25 | $36.62 | A | 156,656 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.