SEC Form 4 · accession 0001209191-16-151549
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Appling Jr.
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 22, 2016 · 10:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | J | 39 | $36.40 | A | 111,840 | D | |
| Common Stock | Nov 15, 2016 | J | 51 | $36.40 | A | 111,892 | D | |
| Common Stock | Nov 15, 2016 | J | 476 | $36.1475 | A | 112,368 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.