SEC Form 4 · accession 0001209191-16-147521
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Kevin Griffin
Director
Period of report
Oct 14, 2016
Accepted (ET)
Oct 31, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commmon Stock | Oct 14, 2016 | J | 48 | $34.16 | A | 22,558 | D | |
| Common Stock | Oct 14, 2016 | J | 59 | $33.59 | A | 22,617 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.