SEC Form 4 · accession 0001209191-16-147519
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L. French
Director
Period of report
Oct 14, 2016
Accepted (ET)
Oct 31, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 14, 2016 | J | 235 | $34.16 | A | 43,606 | I | Flying F.LLC |
| Common Stock | Oct 14, 2016 | J | 57 | $33.59 | A | 13,433 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Flying F, LLC is wholly owned by the reporting person and his wife.