SEC Form 4 · accession 0001209191-16-142638
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis L. Hartman
Officer — Vice Chairman, CCO, and SMD
Period of report
Sep 15, 2016
Accepted (ET)
Sep 23, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2016 | G | 150 | $0.00 | D | 237,493 | D | |
| Common Stock | Sep 15, 2016 | P | 93 | $33.80 | A | 237,586 | D | |
| Common Stock | Sep 15, 2016 | P | 39 | $33.80 | A | 237,625 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
- F2The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.