SEC Form 4 · accession 0001209191-16-142632
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — Chairman and CEO · Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 23, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2016 | P | 7 | $33.80 | A | 1,532,692 | D | |
| Common Stock | Sep 15, 2016 | P | 2,077 | $33.80 | A | 1,534,770 | D | |
| Common Stock | Sep 15, 2016 | P | 561 | $33.80 | A | 1,535,330 | D | |
| Common StockF2 | Sep 15, 2016 | P | 77 | $33.80 | A | 14,472 | I | By Foster Irrevocable Trust |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS I | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS II | |
| Common StockF2 | holding | — | — | — | 30,000 | I | By MS III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Family trust.