SEC Form 4 · accession 0001209191-16-129265
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shannon Martin
Officer — VP, Chief Accounting Officer
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2016 | F | 1,502 | $32.52 | D | 30,210 | D | |
| Common Stock | Jun 15, 2016 | P | 49 | $32.41 | A | 30,259 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares used to satisfy tax withholding requirements pursuant to the Main Street Capital Corporation employee equity plan.
- F2The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.