SEC Form 4 · accession 0001209191-16-129264
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L. Magdol
Officer — Vice Chairman, CIO and SMD
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2016 | G | 315 | $0.00 | D | 302,514 | D | |
| Common Stock | Jun 20, 2016 | F | 6,628 | $32.52 | D | 295,886 | D | |
| Common Stock | Jun 15, 2016 | P | 240 | $32.41 | A | 296,126 | D | |
| Common Stock | Jun 15, 2016 | P | 36 | $32.41 | A | 296,162 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
- F2Shares used to satisfy tax withholding requirements pursuant to the Main Street Capital Corporation employee equity plan.
- F3The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.