SEC Form 4 · accession 0001209191-16-129256
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwayne L. Hyzak
Officer — President, COO, SMD
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2016 | F | 8,983 | $32.52 | D | 305,759 | D | |
| Common Stock | Jun 15, 2016 | P | 301 | $32.41 | A | 306,060 | D | |
| Common Stock | Jun 15, 2016 | P | 36 | $32.4679 | A | 306,095 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares used to satisfy tax withholding requirements pursuant to the Main Street Capital Corporation employee equity plan.
- F2The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.