SEC Form 4/A · accession 0001209191-16-119611
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Arthur L. French
Director
Period of report
May 2, 2016
Accepted (ET)
May 12, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 2, 2016 | A | 2,402 | $31.23 | A | 12,060 | D | |
| Common Stock | May 3, 2016 | A | 964 | $0.00 | A | 13,024 | D | |
| Common StockF4,F5 | holding | — | — | — | 42,352 | I | Flying F, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.
- F2Due to an administrative error, the number of shares included in the original filing was incorrect.
- F3Shares issued under the Main Street Capital Corporation 2015 Non-Employee Director Restricted Stock Plan.
- F4Includes 966 shares previously held directly that are now owned indirectly through Flying F, LLC.
- F5Flying F, LLC is wholly owned by the reporting person and his wife.