SEC Form 4 · accession 0001209191-16-112509
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Foster
Officer — Chairman and CEO · Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2016 | F | 7,063 | $31.27 | D | 1,475,865 | D | |
| Common Stock | Apr 1, 2016 | A | 51,336 | $0.00 | A | 1,527,201 | D | |
| Common StockF3 | holding | — | — | — | 13,887 | I | By Foster Irrevocable Trust | |
| Common Stock | holding | — | — | — | 3,800 | I | By Daughter | |
| Common Stock | holding | — | — | — | 3,718 | I | By Daughter | |
| Common StockF3 | holding | — | — | — | 30,000 | I | By MS I | |
| Common StockF3 | holding | — | — | — | 30,000 | I | By MS II | |
| Common StockF3 | holding | — | — | — | 30,000 | I | By MS III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares used to satisfy tax withholding requirements pursuant to the Main Street Capital Corporation 2015 Equity and Incentive Plan.
- F2Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.
- F3Family trust.