SEC Form 4 · accession 0001209191-16-087800
Main Street Capital CORP · MAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwayne L. Hyzak
Officer — President, COO, SMD
Period of report
Dec 24, 2015
Accepted (ET)
Jan 4, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 24, 2015 | P | 474 | $30.20 | A | 289,457 | D | |
| Common Stock | Dec 24, 2015 | P | 57 | $29.47 | A | 289,515 | D | |
| Common Stock | Dec 29, 2015 | G | 9,250 | $0.00 | D | 280,265 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2The reporting person transferred 9,250 shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.